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Otis L Smith

Goldman Sachs Wealth Services, L.P.

Atlanta, GA

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Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-23
GA RA APPROVED 2008-08-29
  • TX RA
    APPROVED_RES
    Since 2022-01-23
  • GA RA
    APPROVED
    Since 2008-08-29

Branch Locations

3550 Peachtree Road Ne Suite 1000, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Atlanta GA 05/2002 01/2021
Goldman Sachs & Co. Llc New York NY 01/2021 Present
  • 05/2002 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Atlanta, GA
  • 01/2021 → Present
    Goldman Sachs & Co. Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-08-19
S63 Uniform Securities Agent State Law Examination 2001-06-29
  • S65 Uniform Investment Adviser Law Examination
    2008-08-19
  • S63 Uniform Securities Agent State Law Examination
    2001-06-29
Other Names
  • Otis L Smith

View on SEC IAPD

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