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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2020-11-13
TX RA APPROVED 2020-11-13
  • MI RA
    APPROVED
    Since 2020-11-13
  • TX RA
    APPROVED
    Since 2020-11-13

Branch Locations

1232 South Belsay Road, Burton, MI 48509 • United States

4130 West Vienna Road, Clio, MI 48420 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities, Llc Clio MI 08/2020 Present
Jp Morgan Chase Bank, N.A. Saginaw MI 12/2003 08/2020
Jp Morgan Chase Bank, N.A. Clio MI 08/2020 Present
Full Circle Farms Llc Holly MI 07/2020 Present
  • 08/2020 → Present
    Clio, MI
  • 12/2003 → 08/2020
    Jp Morgan Chase Bank, N.A.
    Saginaw, MI
  • 08/2020 → Present
    Jp Morgan Chase Bank, N.A.
    Clio, MI
  • 07/2020 → Present
    Full Circle Farms Llc
    Holly, MI
Other Businesses

I am a signer on my daughters business banking accounts. It is not investment related business. Full Circle Farms LLC. 5180 Grange Hall Rd. Holly, MI. 48442. It is a horse riding, training, and boarding facility. I am not an owner or employee and receive no compensation. Added to account 07/1/2020. Don't devote any time to business, or during security trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-11
S63 Uniform Securities Agent State Law Examination 2001-10-23
  • S66 Uniform Combined State Law Examination
    2020-11-11
  • S63 Uniform Securities Agent State Law Examination
    2001-10-23

View on SEC IAPD

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