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Lacy Jeanine Kleive

Wells Fargo Clearing Services, LLC

Pensacola, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-04
FL RA APPROVED 2012-02-23
LA RA APPROVED 2007-12-17
  • TX RA
    APPROVED_RES
    Since 2025-07-04
  • FL RA
    APPROVED
    Since 2012-02-23
  • LA RA
    APPROVED
    Since 2007-12-17

Branch Locations

125 E Intendencia St Ste 200, Pensacola, FL 32502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Metairie LA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Metairie LA 11/2016 Present
Previous Registrations
  • 2007-12-10 → 2007-12-20
    Ubs Financial Services Inc.
    New Orleans, LA
  • 2006-09-04 → 2007-08-02
    A. G. Edwards & Sons, Inc.
    Arlington, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-01
S63 Uniform Securities Agent State Law Examination 2000-09-14
  • S66 Uniform Combined State Law Examination
    2006-09-01
  • S63 Uniform Securities Agent State Law Examination
    2000-09-14
Other Names
  • Lacy Jeanine Johnson
  • Lacy J Rich
  • Lacy Jeanine Rich

View on SEC IAPD

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TRUIST ADVISORY SERVICES, INC.
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CETERA INVESTMENT ADVISERS LLC

Other Investors

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Evan Jacob Seagle
Robert Charles Lucier
Trevor Samuel Odom
WESLEY SYFRETT ODOM
Frank Pesce III
JOHN FREDERICK COSGROVE
Katie Ilene Kingsman

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Pensacola, FL
HHM WEALTH ADVISORS, LLC · Pensacola, FL
EDWARD JONES · PENSACOLA, FL
ARMADA ADVISORS · PENSACOLA, FL
EDWARD JONES · PENSACOLA, FL
KINGSMAN WEALTH MANAGEMENT INC. · PENSACOLA, FL
TRUIST ADVISORY SERVICES, INC. · PENSACOLA, FL
TRUIST ADVISORY SERVICES, INC. · PENSCOLA, FL

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