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Jason L Smith

Hsbc Securities (Usa) Inc.

New York City, NY

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-08-01
CT RA APPROVED 2017-12-12
NJ RA APPROVED 2017-12-11
  • NY RA
    APPROVED
    Since 2023-08-01
  • CT RA
    APPROVED
    Since 2017-12-12
  • NJ RA
    APPROVED
    Since 2017-12-11

Branch Locations

66 Hudson Boulevard, New York City, NY 10001 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Long Island City NY 12/2015 10/2017
Hsbc Securities (Usa) Inc. New York NY 12/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-05
S63 Uniform Securities Agent State Law Examination 2001-07-27
  • S66 Uniform Combined State Law Examination
    2013-08-05
  • S63 Uniform Securities Agent State Law Examination
    2001-07-27
Other Names
  • Jason Louis Smith
  • Jason Smith

View on SEC IAPD

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