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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-08-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Financial Services, Inc. | Austin | TX | 04/2016 | 03/2019 |
| Strategic Retirement Partners | Shorewood | IL | 01/2016 | 06/2023 |
| Lpl Financial | Shorewood | IL | 04/2019 | 06/2023 |
| Global Retirement Partners, Llc | Shorewood | IL | 04/2019 | 06/2023 |
| Principal Life Insurance | Downers Grove | IL | 08/2023 | Present |
| Principal Securities | Downers Grove | IL | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-14 |
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