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Current Employers
Washington Peak Investment Advisors Llc

31 Village Road Suite 6, Waterville Valley, NH 03215 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-24
NJ RA APPROVED 2025-11-24
NH RA APPROVED 2022-02-09
MA RA APPROVED 2018-10-04
  • FL RA
    APPROVED
    Since 2025-11-24
  • NJ RA
    APPROVED
    Since 2025-11-24
  • NH RA
    APPROVED
    Since 2022-02-09
  • MA RA
    APPROVED
    Since 2018-10-04

Branch Locations

Silver Bay, NY • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Washington Peak Investment Advisors Llc Princeton NJ 01/2016 Present
Self-Employed Lexington MA 05/1999 Present
Previous Registrations
  • 2003-08-28 → 2007-10-19
    Parlin Investments Llc
    Lexington, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-17
  • S65 Uniform Investment Adviser Law Examination
    2016-11-17

View on SEC IAPD

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