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Ponte Vedra Beach, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-01 |
| NC | RA | APPROVED | 2024-04-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prosperity Capital Group Inc | Raleigh | NC | 02/2009 | 04/2019 |
| Prosperity Software Solutions Inc. | Cary | NC | 02/2006 | 07/2017 |
| Self Employed | Ponte Vedra Beach | FL | 01/1988 | Present |
| Carroll Financial Associates Inc | Charlotte | NC | 05/2019 | 11/2020 |
| Foundations Investment Advisors, Llc | Ponte Vedra Beach | FL | 09/2022 | 08/2023 |
| Fulcrum Wealth Systems, Llc | Ponte Vedra Beach | FL | 08/2023 | Present |
| Asset Protectors & Advisors Of Fl Inc | Ponte Vedra Beach | FL | 01/2014 | Present |
NAME OF OTHER BUSINESS: SELF EMPLOYED FIXED INSURANCE BUSINESS INVESTMENT RELATED: YES ADDRESS: Ponte Vedra Beach. FL NATURE OF BUSINESS: FIXED INSURANCE POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT START DATE: 03/2017 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, ANNUITIES AND LONG-TERM CARE NAME OF OTHER BUSINESS: ASSET PROTECTORS & ADVISORS OF FL INC INVESTMENT RELATED: NO ADDRESS: Ponte Vedra Beach, FL NATURE OF BUSINESS: REAL ESTATE PROPERTY RENTAL BUSINESS POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT START DATE: 01/2014 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: APA OF FL IS A HOLDING COMPANY THAT OWNS RESIDENTIAL AND COMMERCIAL REAL ESTATE - LANDLORD DUTIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-01-03 |
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