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51 Madison Avenue, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-08-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Farmington | MI | 12/2024 | Present |
| Pruco Securities, Llc. | Troy | MI | 03/2022 | 04/2024 |
| Lpl Financial Llc | Bloomfield Hills | MI | 07/2021 | 04/2022 |
| Mfs Fund Distributors, Inc. | Boston | MA | 03/2007 | 08/2019 |
| The Prudential Insurance Company Of America | Troy | MI | 03/2022 | 04/2024 |
| Unemployed | Bloomfield Hills | MI | 04/2024 | 12/2024 |
| Self-Employed | Pontiac | MI | 08/2019 | 07/2021 |
| Fidelity Investments | Boston | MA | 03/2025 | 08/2025 |
| New York Life Investments | Bloomfield Hills | MI | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-01 |
| S65 | Uniform Investment Adviser Law Examination | 2006-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-27 |
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