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Kerry Ann Grall

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ponte Vedra Beach, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-08-10
TX RA APPROVED 2016-08-09
  • FL RA
    APPROVED
    Since 2016-08-10
  • TX RA
    APPROVED
    Since 2016-08-09

Branch Locations

824 A1A N, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Ponte Vedra Beach FL 09/1999 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ponte Vedra Beach FL 10/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-05
S63 Uniform Securities Agent State Law Examination 2001-04-27
  • S66 Uniform Combined State Law Examination
    2016-08-05
  • S63 Uniform Securities Agent State Law Examination
    2001-04-27
Other Names
  • Kerry Cavin
  • Kerry Ann Townsend
  • Kerry Ann Townsend

View on SEC IAPD

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