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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-06
MD RA APPROVED 2007-03-30
  • TX RA
    APPROVED
    Since 2025-05-06
  • MD RA
    APPROVED
    Since 2007-03-30

Branch Locations

1997 Annapolis Exchange Pkwy [Satellite], Annapolis, MD 21401 • United States

572 Titus Ave, Rochester, NY 14617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Severna Park MD 05/2009 Present
Previous Registrations
  • 2006-02-21 → 2007-04-14
    Annapolis, MD
    New York, NY
    Annapolis, MD
  • 2000-09-28 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Annopolis, MD
Other Businesses

PRIVATE WEALTH PARTNERS, LLC; INVESTMENT RELATED; ANNAPOLIS, MD; 20% OWNERSHIP; START 4/1/2007; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 7.5; OWNER OF FINET PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-10-07
  • S66 Uniform Combined State Law Examination
    1999-10-07
Designations

View on SEC IAPD

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