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3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-12-16 |
Branch Locations
400 Ebenezer Rd., Knoxville, TN 37923 • United States
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Knoxville | TN | 03/2015 | 12/2022 |
| Nations Financial Group, Inc. | Knoxville | TN | 12/2022 | Present |
Wilkes & Griffin, LLC DBA Lightbridge Wealth Management. 400 Ebenezer Rd. Knoxville, TN 37923. Is investment related. Nature of business is DBA used to offer investment and advisory services. Position is Branch Administrator. Start date was 12/14/2022. Approx. number of hours/month is 160. number of house during security trading hours/month is 140. Duties are all operational branch office needs, supervise support staff, assist clients and in house tech support
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-01 |
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