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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2020-12-04
TX RA APPROVED_RES 2004-09-28
GA RA APPROVED 2004-04-14
  • AL RA
    APPROVED
    Since 2020-12-04
  • TX RA
    APPROVED_RES
    Since 2004-09-28
  • GA RA
    APPROVED
    Since 2004-04-14

Branch Locations

3455 Peachtree Rd Ne Pbig - Atlanta Pw, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 02/2001 Present
Bank Of America, N.A. Atlanta GA 07/2011 Present
Other Businesses

I*60480 For profit or not for profit: Non-Profit Organization Name of outside business organization: Christ Church Atlanta Investment related: No Address of business: Atlanta, Georgia 30328 Nature of business: Charitable Organization Position, title, association: Officer Start date of relationship: 2/16/2013 Number of hours devoted: 4 hours Monthly Number of hours devoted during trading hours: 0 Duties: Church Vestry I*: 425374 FOR-PROFIT ORGANIZATION NAME: M P LTD CO INVESTMENT RELATED: No ADDRESS OF BUSINESS: ATLANTA, GEORGIA 30305 NATURE OF BUSINESS: LLC POSITION, TITLE, ASSOCIATION: General Partner/Managing Member START DATE OF RELATIONSHIP: 10/14/2013 NUMBER OF HOURS DEVOTED: 2.5 hrs mthly NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PASSIVE INVESTMENT VEHICLE FOR A FAMILY HOLDINGS, INCLUDING LAND, MANUFACTURING AND TECHNOLOGY. I*93884 FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: Q, LLC INVESTMENT RELATED: No ADDRESS OF BUSINESS: PORTSMOUTH, NEW HAMPSHIRE 3801 POSITION, TITLE, ASSOCIATION: LIMITED PARTNER START DATE OF RELATIONSHIP: 5/16/2016 NUMBER OF HOURS DEVOTED: 3 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE ENTITY IS A START-UP COMPANY THAT IS EXPECTED TO DESIGN AND MANUFACTURE FIREARMS AND SILENCERS FOR HUNTING AND MILITARY APPLICATIONS. I HAVE ASSISTED THE START-UP TEAM WITH BASIC IDEAS ABOUT HOW TO LAUNCH A NEW COMPANY. I*88291 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GEORGIA-ALABAMA LAND TRUST INVESTMENT RELATED: No ADDRESS OF BUSINESS: PIEDMONT, ALABAMA 36272 NATURE OF BUSINESS: CHARITABLE ORGANIZATION POSITION, TITLE, ASSOCIATION: DIRECTOR START DATE OF RELATIONSHIP: 1/1/2016 NUMBER OF HOURS DEVOTED: 5 HOURS QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BOARD MEMBER, VOLUNTEER I*128101 For profit or not for profit: For-Profit Organization Name of outside business organization: The Kephart Investment related: Yes Address of business: Bryson City, North Carolina 28713 Nature of business: LLC Position, title, association: Family Held Start date of relationship: 11/13/2019 Number of hours devoted: 4 hours Quarterly Number of hours devoted during trading hours: 0 Duties: This is a rental/commercial property owned by our family LLC. I*1172271 For profit or not for profit: Entity For Profit Name of outside business organization: Oak Street Industries LLC Investment related: No Address of business: Atlanta, Georgia, 30327 Nature of business: Limited Liability Company Position, title, association: General Partner/Managing Member Start date of relationship: 3/21/2023 Number of hours devoted: 2 hours Monthly Number of hours devoted during trading hours: 0 Duties: It is an investment entity looking to buy the assets of food & beverage company (brewery). I*2606300, Entity Type: , Name of OBA: B R for Governor, Address: Johns Creek, Georgia, 30022, Investment Related: N, Position, Title, Association: Advisory Board, Employee State Date: 45870, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties: I would not have any voting or recommendation authority, but my objective would be to help the campaign be thoughtful and skillful in how it addresses campaign issues and questions.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-14
  • S66 Uniform Combined State Law Examination
    2001-05-14
Other Names
  • Buck Wiley
  • Floyd Murray Wiley
  • Buck Wiley

View on SEC IAPD

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