Andrew Clifford Miller

Current Employers

Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

Authority	Category	Status	Date
ID	RA	APPROVED	2021-12-21

ID RA
APPROVED

Since 2021-12-21

Branch Locations

Boise, ID • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Funds Distributor	Des Moines	IA	12/2006	Present
Principal Asset Management	Des Moines	IA	12/2021	Present

12/2006 → Present

Principal Funds Distributor

Des Moines, IA
12/2021 → Present

Principal Asset Management

Des Moines, IA

Previous Registrations

2004-10-11 → 2007-01-08

Waddell & Reed

Overland Park, KS

Overland Park, KS
2003-06-05 → 2004-09-14

Pgim Investments Llc

Newark, NJ

Other Businesses

1) Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates. 2) WealthVista - Client Advisory Board Member. Provide active client feedback, participate in industry conversations and events. Approximately 1 hour/quarter, 0.1 hours during trading. No compensation. Effective 01/29/2026.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-12-20

S66 Uniform Combined State Law Examination

2021-12-20

Other Names

Andy Clifford Miller

View on SEC IAPD