Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-26
MN RA APPROVED 2025-02-20
  • TX RA
    APPROVED
    Since 2025-03-26
  • MN RA
    APPROVED
    Since 2025-02-20

Branch Locations

Andover, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concourse Financial Group Securities Inc Andover MN 10/2011 02/2025
(Dba) Conneran Financial Advising Llc Andover MN 10/2010 Present
Concourse Financial Group Securities Inc Andover MN 12/2013 02/2025
Cetera Wealth Services, Llc Andover MN 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 10/2011 → 02/2025
    Concourse Financial Group Securities Inc
    Andover, MN
  • 10/2010 → Present
    (Dba) Conneran Financial Advising Llc
    Andover, MN
  • 12/2013 → 02/2025
    Concourse Financial Group Securities Inc
    Andover, MN
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Andover, MN
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2013-12-19 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Andover, MN
    Fargo, ND
    Andover, MN
    Ramsey, MN
    Birmingham, AL
Other Businesses

(dba) CONNERAN FINANCIAL ADVISING, LLC; Investment Related; 15138 Yellow Pine Street NW, Andover, MN 55304; Financial Advising; Owner; Start Date 10/2010; 160 hours per month with 8 of those hours occurring during trading hours; LLC used by me to operate my business through my broker/dealer. >> ASH BROKERAGE CORP; Investment Related; 7609 West Jefferson Blvd, Ft Wayne, IN 46804; Insurance and Investments; Agent; Start Date 02/2012; No hours per month; Insurance sales and services. >> PRODUCERS FINANCIAL GROUP (PFG); Investment Related; 818 Main Street, Suite 1, Fargo, ND 58103; Insurance; Agent; Start Date 06/2015; 2 hours per month with no hours during trading hours; Insurance sales and service. >> MIDLAND NATIONAL LIFE INSURANCE; Investment Related; One Sammon Plaza, Sioux Falls SD 57193; Insurance; Agent; Start Date 04/2018; 1 hour per month with no hours during trading hours; Insurance sales and service. >> PRO LIFE ACTION MINISTRIES; Non-Investment Related; 1163 Payne Ave, Saint Paul MN 55130; Pro-Life Action Ministry; Board Member; Start Date 11/2018; 2 hours per month with no hours per month during trading hours; Attend board meetings six times a year. Provide strategic guidance and advise to the Ministry Director as needed. >> CONNERAN FAMILY FARM; Non-Investment Related; Rural, Fisher MN; Farm; Owner; Start Date 09/2000; No hours per month; My siblings and I lease our land to a farmer. We hired a manager to run the business. >> CHURCH OF EPIPHANY; Non-Investment Related; 1900 111th Avenue NW, Coon Rapids, MN 55433; Church; Finance Committee Member/Trustee; Start Date 06/2012; 1 to 2 hours per month with no hours per month occurring during trading hours; Review Parish income, budgets, and spending trends; provide insight and oversight as necessary; as a trustee I vote on expenditures that are in excess of $25,000.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-08-27
S63 Uniform Securities Agent State Law Examination 2001-05-23
  • S65 Uniform Investment Adviser Law Examination
    2013-08-27
  • S63 Uniform Securities Agent State Law Examination
    2001-05-23
Designations

View on SEC IAPD

More in Andover, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor