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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-26 |
| MN | RA | APPROVED | 2025-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concourse Financial Group Securities Inc | Andover | MN | 10/2011 | 02/2025 |
| (Dba) Conneran Financial Advising Llc | Andover | MN | 10/2010 | Present |
| Concourse Financial Group Securities Inc | Andover | MN | 12/2013 | 02/2025 |
| Cetera Wealth Services, Llc | Andover | MN | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
(dba) CONNERAN FINANCIAL ADVISING, LLC; Investment Related; 15138 Yellow Pine Street NW, Andover, MN 55304; Financial Advising; Owner; Start Date 10/2010; 160 hours per month with 8 of those hours occurring during trading hours; LLC used by me to operate my business through my broker/dealer. >> ASH BROKERAGE CORP; Investment Related; 7609 West Jefferson Blvd, Ft Wayne, IN 46804; Insurance and Investments; Agent; Start Date 02/2012; No hours per month; Insurance sales and services. >> PRODUCERS FINANCIAL GROUP (PFG); Investment Related; 818 Main Street, Suite 1, Fargo, ND 58103; Insurance; Agent; Start Date 06/2015; 2 hours per month with no hours during trading hours; Insurance sales and service. >> MIDLAND NATIONAL LIFE INSURANCE; Investment Related; One Sammon Plaza, Sioux Falls SD 57193; Insurance; Agent; Start Date 04/2018; 1 hour per month with no hours during trading hours; Insurance sales and service. >> PRO LIFE ACTION MINISTRIES; Non-Investment Related; 1163 Payne Ave, Saint Paul MN 55130; Pro-Life Action Ministry; Board Member; Start Date 11/2018; 2 hours per month with no hours per month during trading hours; Attend board meetings six times a year. Provide strategic guidance and advise to the Ministry Director as needed. >> CONNERAN FAMILY FARM; Non-Investment Related; Rural, Fisher MN; Farm; Owner; Start Date 09/2000; No hours per month; My siblings and I lease our land to a farmer. We hired a manager to run the business. >> CHURCH OF EPIPHANY; Non-Investment Related; 1900 111th Avenue NW, Coon Rapids, MN 55433; Church; Finance Committee Member/Trustee; Start Date 06/2012; 1 to 2 hours per month with no hours per month occurring during trading hours; Review Parish income, budgets, and spending trends; provide insight and oversight as necessary; as a trustee I vote on expenditures that are in excess of $25,000.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-23 |
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