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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-02-16 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
1100-1800 American Blvd, Pennington, NJ 08534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 04/2000 | 05/2019 |
| Bofa Securities, Inc. | Pennington | NJ | 05/2019 | 02/2021 |
| Merrill, Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 02/2021 | Present |
I*342531 For profit or not for profit: Entity For Profit Name of outside business organization: LA Fitness Investment related: No Address of business: Easton, Pennsylvania, 18042 Nature of business: Corporation Position, title, association: Employee Start date of relationship: 4/21/2014 Number of hours devoted: 10 hours Weekly Number of hours devoted during trading hours: 0 Duties: This is a gym and I am an indoor cycling instructor I*112350 For profit or not for profit: For-Profit Organization Name of outside business organization: RJS Studio Investment related: No Address of business: Richboro, Pennsylvania 18966 Nature of business: Corporation Position, title, association: Part-Time Start date of relationship: 1/1/2017 Number of hours devoted: 24 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Gym-I am a gym instructor I*1701273 Entity Type: For Profit Name of OBA: Recovery Restoration LLC Address: Levittown, PA Investment Related: No Position, Title, Association: General Partner/Managing Member Start Date:01/08/2024 No Hours: 15 Weekly No Hours during trading:0 Duties: As part owner, my roles and responsibilities will be an active partner in managing the finances to include bookkeeping and administrative functions
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-03 |
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