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Inactive

Timothy Lee Swanson

Mma Securities LLC

Boston, MA

Greensboro, NC

Greensboro, NC

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Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-04-03
  • NC RA
    APPROVED
    Since 2023-04-03

Branch Locations

101 Huntington Ave Suite 401, Boston, MA 02199 • United States

701 Green Valley Road Suite 308, Greensboro, NC 27408 • United States

701 Green Valley Rd Suite 308, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Bay Village OH 05/2016 08/2017
Lpl Financial, Llc Greensboro NC 04/2018 04/2023
Unemployed Oak Ridge NC 08/2017 04/2018
Marsh Mclennan Agency Greensboro NC 01/2021 Present
Mma Securities Llc Greensboro NC 04/2023 Present
  • 05/2016 → 08/2017
    Unemployed
    Bay Village, OH
  • 04/2018 → 04/2023
    Lpl Financial, Llc
    Greensboro, NC
  • 08/2017 → 04/2018
    Unemployed
    Oak Ridge, NC
  • 01/2021 → Present
    Marsh Mclennan Agency
    Greensboro, NC
  • 04/2023 → Present
    Mma Securities Llc
    Greensboro, NC
Previous Registrations
Designations
Other Names
  • Tim Swanson

View on SEC IAPD

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ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
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