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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-12-02
TX RA APPROVED 2024-12-02
  • IL RA
    APPROVED
    Since 2024-12-02
  • TX RA
    APPROVED
    Since 2024-12-02

Branch Locations

801 Warrenville Road Suite 200, Lisle, IL 60532 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Glen Ellyn IL 04/2009 12/2024
Kestra Investment Services, Llc Glen Ellyn IL 12/2024 Present
Kestra Advisory Services, Llc Glen Ellyn IL 12/2024 Present
Previous Registrations
  • 2009-04-09 → 2024-12-16
    Glen Ellyn, IL
    Boston, MA
    Glen Ellyn, IL
  • 2007-04-02 → 2009-04-13
    Morgan Stanley & Co. Llc
    Oak Brook, IL
  • 2001-08-07 → 2007-04-02
    Morgan Stanley Dw Inc.
    Chicago, IL
    Oak Brook, IL
Other Businesses

KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/02/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR WESLEY FINANCIAL MANAGEMENT POSITION: Registered Representative NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/02/2024 ADDRESS: 23w143 Red Oak Drive, Glen Ellyn IL 60137, United States DESCRIPTION: Registered Representative BENET ACADEMY SOCCER COACH POSITION: Assistant soccer coach NATURE: Soccer Coach INVESTMENT RELATED: No # OF HOURS: 35 SECURITIES TRADING HOURS: 0 START DATE: 08/10/2026 ADDRESS: 2200 Maple Avenue, Lisle IL 60532, United States DESCRIPTION: Coach practice and games for the fall season

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-23
S63 Uniform Securities Agent State Law Examination 2001-05-24
  • S65 Uniform Investment Adviser Law Examination
    2001-07-23
  • S63 Uniform Securities Agent State Law Examination
    2001-05-24
Other Names
  • John Wesley
  • Sean Wesley

View on SEC IAPD

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