Inactive

Kevin Andrew Ward

Ward & Associates

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Current Employers

Ward & Associates

3525 Del Mar Heights Road # 333, San Diego, CA 92130 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-29
CA	RA	APPROVED	2004-03-11

TX RA
APPROVED

Since 2026-06-29
CA RA
APPROVED

Since 2004-03-11

Branch Locations

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ward & Associates	Rancho Santa Fe	CA	04/2000	05/2022
Ward & Associates	San Diego	CA	05/2022	Present

04/2000 → 05/2022

Ward & Associates

Rancho Santa Fe, CA
05/2022 → Present

Ward & Associates

San Diego, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-10-18

S65 Uniform Investment Adviser Law Examination

2002-10-18

View on SEC IAPD

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