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William Thompson Ward

Ward & Associates

San Diego, CA

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Current Employers
Ward & Associates

3525 Del Mar Heights Road # 333, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2004-03-11
  • CA RA
    APPROVED
    Since 2004-03-11

Branch Locations

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ward & Associates Rancho Santa Fe CA 01/1997 05/2022
Ward & Associates San Diego CA 05/2022 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-20
  • S65 Uniform Investment Adviser Law Examination
    2002-08-20
Other Names
  • William Thompson Ward
  • William Thompson Ward
  • William Thompson Ward, Jr.

View on SEC IAPD

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