Marc Willett Banks

Current Employers

Employment History

• 11/2012 → 09/2017
  Broker Dealer Financial Services
  West Des Moines, IA
• 11/2012 → 09/2017
  Guaranty Investment Services
  Cedar Rapids, IA
• 10/2017 → 11/2018
  Sii
  Cedar Rapids, IA
• 11/2018 → 02/2022
  Royal Alliance Associates, Inc.
  Cedar Rapids, IA
• 02/2022 → Present
  Ameriprise Financial Services, Llc
  Cedar Rapids, IA

Previous Registrations

• 2018-11-02 → 2022-03-01
  Osaic Wealth, Inc.
  Cedar Rapids, IA
  Rochester, MN
• 2017-10-02 → 2018-11-02
  Signator Investors, Inc.
  Cedar Rapids, IA
  Rochester, MN
• 2012-11-13 → 2017-10-03
  Investment Advisors Corp
  Cedar Rapids, IA
• 2010-01-04 → 2012-11-30
  Cambridge Investment Research Advisors, Inc.
  Kalona, IA
• 2008-10-06 → 2009-11-24
  Wells Fargo Investments, Llc
  Cedar Rapids, IA
  Cedar Rapids, IA
  Cedar Rapids, IA
• 2005-07-12 → 2008-09-26
  Charles Schwab & Co., Inc.
  Cedar Rapids, IA
  Des Moines, IA

Other Businesses

Independent Insurance Brokering; North American; 11/01/2019; Term Life. Business Ownership; Unified Wealth Solutions; President , Treasurer; pass through entity for business expenses; 427 First St SE, , Cedar Rapids, IA, 52401; Not Investment-Related; 02/01/2018; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2005-07-11
• S63 Uniform Securities Agent State Law Examination
  2001-08-10

Other Names

• Marc Willett Banks
• Marc Banks
• Marc W. Banks