Inactive

Stephen Mark Cote

Cote Financial Management

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Current Employers

Cote Financial Management

Wenham, MA • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2013-11-04

MA RA
APPROVED

Since 2013-11-04

Branch Locations

Wenham, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cote Financial Management	Wenham	MA	03/2010	Present

03/2010 → Present

Cote Financial Management

Wenham, MA

Previous Registrations

2012-11-26 → 2012-12-31

Cote Financial Management

Wenham, MA
2010-03-29 → 2011-12-31

Cote Financial Management

Wenham, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-05-25

S66 Uniform Combined State Law Examination

2001-05-25

Designations

Other Names

Stephen Cote

View on SEC IAPD

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