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James Leonard Candella

Ubs Financial Services Inc.

Franklin, TN

Franklin, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2007-05-16
TX RA APPROVED 2007-05-16
  • TN RA
    APPROVED
    Since 2007-05-16
  • TX RA
    APPROVED
    Since 2007-05-16

Branch Locations

6100 Tower Circle Suite 100, Franklin, TN 37067 • United States

Franklin, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Nashville TN 08/2010 Present
Previous Registrations
  • 2007-04-02 → 2007-05-17
    Morgan Stanley & Co. Llc
    Nashville, TN
  • 2004-01-22 → 2007-04-02
    Morgan Stanley Dw Inc.
    Nashville, TN
    Nashville, TN
Other Businesses

1)TO SERVE AS AN ACTOR/MODEL FOR THE DAN AGENCY-209 10TH AVENUE, SOUTH NASHVILLE, TN 37203-1 HOUR PER MONTH EFF: 1-31-09.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-24
  • S66 Uniform Combined State Law Examination
    2001-05-24
Other Names
  • Jim Candella

View on SEC IAPD

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Other Offices

SAGESPRING WEALTH PARTNERS · Franklin, TN
D.A. DAVIDSON & CO. · FRANKLIN, TN
LPL FINANCIAL LLC · FRANKLIN, TN
EQUITABLE ADVISORS, LLC · FRANKLIN, TN
ONEDIGITAL · Franklin, TN
ONEDIGITAL · FRANKLIN, TN
EDWARD JONES · FRANKLIN, TN
EFINANCIAL ALLIANCE, LLC · FRANKLIN, TN

More in Franklin, TN

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