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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-10-26 |
| TX | RA | APPROVED | 2023-10-25 |
Branch Locations
3835 Pga Blvd. Suite 701, Palm Beach Gardens, FL 33410 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Naples | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Naples | FL | 11/2016 | 03/2018 |
| Ubs Financial Serivces | Naples | FL | 04/2018 | 06/2022 |
| Raymond James Financial Services, Inc | Vero Beach | FL | 06/2022 | 07/2022 |
| Raymond James Financial Advisors, Inc. | Vero Beach | FL | 06/2022 | 07/2022 |
| The Kanner Group Llc | Vero Beach | FL | 06/2022 | 07/2022 |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 07/2022 | 08/2022 |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 07/2022 | 08/2022 |
| Key Investment Services Llc | Brooklyn | OH | 12/2022 | 10/2023 |
| Hub International | Vero Beach | FL | 11/2022 | 12/2022 |
| Stifel, Nicolaus & Company, Incorporated | Palm Beach Gardens | FL | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 2002-07-02 |
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