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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-09-08
  • OH RA
    APPROVED
    Since 2021-09-08

Branch Locations

3750 Park East Drive Suite 200, Beachwood, OH 44122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cbiz Financial Solutions Inc. Cleveland OH 04/2012 09/2021
Cbiz Financial Solutions, Inc. Cleveland OH 11/2017 09/2021
Cbiz Investment Advisory Services, Llc Cleveland OH 11/2017 09/2021
Lpl Financial, Llc Beachwood OH 09/2021 Present
Stratos Wealth Partners, Ltd Beachwood OH 07/2021 Present
  • 04/2012 → 09/2021
    Cbiz Financial Solutions Inc.
    Cleveland, OH
  • 11/2017 → 09/2021
    Cbiz Financial Solutions, Inc.
    Cleveland, OH
  • 11/2017 → 09/2021
    Cbiz Investment Advisory Services, Llc
    Cleveland, OH
  • 09/2021 → Present
    Lpl Financial, Llc
    Beachwood, OH
  • 07/2021 → Present
    Beachwood, OH
Other Businesses

1. 7/2021 - DBA for LPL Business (entity for LPL business) - STRATOS WEALTH PARTNERS - Investment Related - Beachwood, OH 44122 2. 09/07/2021 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 3. 09/15/2021 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date: 07/06/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 9/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Other Names
  • Kathryn L. Hale

View on SEC IAPD

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