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4 Campus Drive, Parsippany, NJ 07054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-07-01 |
Branch Locations
1350 Division Road Suite 200, West Warwick, RI 02893 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ivy Wealth Management, Inc. | West Warwick | RI | 06/2012 | 06/2021 |
| Purshe Kaplan Sterling Investments | West Warwick | RI | 08/2012 | 12/2020 |
| Securities America, Inc. | West Warwick | RI | 12/2020 | 12/2022 |
| The Patriot Financial Group | West Warwick | RI | 03/2021 | 07/2025 |
| Ivy Wealth Management, Inc | Warwick | RI | 03/2021 | 07/2025 |
| Cetera Financial Specialists Llc | Scahumburg | IL | 12/2022 | 07/2025 |
| Summit Financial, Llc | West Warwick | RI | 07/2025 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 07/2025 | Present |
1. Summit Financial d/b/a Ivy Wealth Management, Inc. Investment related. At registered location. RIA. Financial advisor. Start date: 07/2025. 160 hrs/month; all during trading hours. Advisory practice management. 2. Fixed Insurance. Investment related. At registered location. Fixed/Traditional insurance. Agent. Start date: 07/2025. 1 hr/month, during trading hours. Provide insurance advice based on the needs of client(s). 3. Ivy Wealth Realty Holdings, LLC. Not investment related. At registered location. Real estate rental. Owner. Start date: 01/2019. Less than 1 hr/month; not during trading hours. Collect rent and pay bills.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-01 |
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