Charlotte W. Gaines

Current Employers

Silver Oak Securities, Incorporated

403 N. Parkway Ste. 101, Jackson, TN 38305 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2008-07-25

TN RA
APPROVED

Since 2008-07-25

Branch Locations

403 N. Parkway Suite 101, Jackson, TN 38305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Silver Oak Securities, Inc	Jackson	TN	03/2001	Present

03/2001 → Present

Silver Oak Securities, Inc

Jackson, TN

Other Businesses

Insurance,Is Not Investment Related,,insurance/fixed annuities,agent,2001-01-02,3 hours per month,0 hours per month during trading hours,Commission Compensation,selling fixed annuities occasionally CITY OF BELLS BOARD OF EDUCATION NO BELLS CITY SCHOOL BELLS TN 38006 (731) 663-2041, BOARD MEMBER, 4 HOURS PER MONTH, 0 DURING TRADING HOURS, BEGAN 6/1/98

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-07-12
S63	Uniform Securities Agent State Law Examination	2001-03-23

S66 Uniform Combined State Law Examination

2008-07-12
S63 Uniform Securities Agent State Law Examination

2001-03-23