Thomas William Johnson

Current Employers

Employment History

• 12/2000 → Present
  Self Employed
  Salt Lake City, UT
• 08/2011 → 09/2021
  Lpl Financial
  Salt Lake City, UT
• 09/2021 → Present
  Vanderbilt Securities, Llc
  Woodbury, NY
• 09/2021 → Present
  Vanderbilt Advisory Services
  Woodbury, NY

Previous Registrations

• 2011-08-30 → 2021-09-14
  Lpl Financial Llc
  South Jordan, UT
• 2004-04-05 → 2011-09-07
  Hornor, Townsend & Kent, Llc
  Salt Lake City, UT
  Holladay, UT
  Ogden, UT
  Ogden, UT

Other Businesses

1)Thomas W. Johnson Inc. - owner; Salt Lake City, UT - Life Insurance consulting; non-investment related; commissions earned; time spent during regular business hours is 4%. 2)Thomas W. Johnson Inc. - owner; Salt Lake City, UT - Business Health Insurance consulting and providing coverage when appropriate.; non-investment related; commissions earned; time spent during regular business hours is 3%. 3)Thomas W. Johnson Inc. - owner; Salt Lake City, UT - CPA; accounting, write up, consulting, valuation, tax planning; No compensation earned -the service is provided as an extra benefit to clients; non-investment related; time spent during regular business hours is 2%. 4) Fixed Annuities. Investment related. Start Date: 11/22/2022. Address: 1837 E Parkridge Drive SLC UT, 84121. Title: Investment Professional. Duties: Investment consultant and agent regarding fixed annuities as an appropriate part of my client's financial strategy, which includes proposals, illustrations, processing, and reviews. Time spent during regular hours: 10%.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-04-01
• S63 Uniform Securities Agent State Law Examination
  2001-04-02

Other Names

• Tom Johnson