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Inactive

Rex Barton Jones

Ifc Advisors LLC

Los Angeles, CA

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Current Employers
Ifc Advisors Llc

11601 Wilshire Blvd Suite 1725, Los Angeles, CA 90025 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-06
  • CA RA
    APPROVED
    Since 2024-11-06

Branch Locations

11601 Wilshire Blvd Suite 1725, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Los Angeles CA 06/2004 11/2024
Wells Fargo Advisors Llc Los Angeles CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Los Angeles CA 11/2016 11/2024
Ifc Advisors Llc Los Angeles CA 11/2024 Present
Previous Registrations
  • 2011-01-03 → 2024-11-19
    Wells Fargo Clearing Services, Llc
    Los Angeles, CA
    Los Angeles, CA
    Minneapolis, MN
    Minneapolis, MN
    Tarpon Springs, FL
  • 2004-06-29 → 2011-01-03
    Wells Fargo Investments, Llc
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
  • 2003-01-02 → 2004-07-14
    Banc Of America Investment Services, Inc.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-31
S63 Uniform Securities Agent State Law Examination 2001-07-06
  • S66 Uniform Combined State Law Examination
    2002-12-31
  • S63 Uniform Securities Agent State Law Examination
    2001-07-06

View on SEC IAPD

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POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
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NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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