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Scott Howard Matthews

Wells Fargo Clearing Services, LLC

Southlake, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-20
  • TX RA
    APPROVED
    Since 2019-11-20

Branch Locations

550 Reserve St., Ste 500 Granite Place, Southlake, TX 76092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Southlake TX 09/2005 11/2019
Wells Fargo Clearing Services, Llc Southlake TX 11/2019 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY; INV RELATED; FORT WORTH, TX; 100% OWNERSHIP; 03/2025; 3 HOURS PER MONTH; 0 DURING TRADING; RENTAL PROPERTY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-15
S63 Uniform Securities Agent State Law Examination 2001-03-24
  • S65 Uniform Investment Adviser Law Examination
    2002-05-15
  • S63 Uniform Securities Agent State Law Examination
    2001-03-24

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Southlake, TX
DOUBLE EAGLE CAPITAL MANAGEMENT LP · SOUTHLAKE, TX
PLANGUIDE FINANCIAL · SOUTHLAKE, TX
RIDGEWOOD WEALTH MANAGEMENT LLC · SOUTHLAKE, TX
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SOUTHLAKE, TX
PROPHET EQUITY MANAGEMENT LLC · SOUTHLAKE, TX
PROPHET EQUITY MANAGEMENT II LLC · SOUTHLAKE, TX
TABERNACLE EQUITY MANAGEMENT LLC · SOUTHLAKE, TX

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