Best Investors Account Sign in
Inactive

Anne M Smertenko

Wealthspire Retirement Advisory

Kailua-Kona, HI

Aliso Viejo, CA

Claim This Profile
Current Employers
Wealthspire Retirement Advisory

120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2025-10-29
  • HI RA
    APPROVED
    Since 2025-10-29

Branch Locations

Kailua-Kona, HI • United States

120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Klm Properties And Holdings Gainesville FL 03/2016 11/2017
Careers Usa Winter Park FL 01/2018 07/2018
Fiduciary First/Lpl/Nfp Maintland FL 07/2018 Present
Nfp Retirement Aliso Viejo CA 07/2018 02/2025
Nfp Retirement, Inc. Aliso Viejo CA 02/2025 10/2025
Wealthspire Retirement Advisory Aliso Viejo CA 10/2025 Present
  • 03/2016 → 11/2017
    Klm Properties And Holdings
    Gainesville, FL
  • 01/2018 → 07/2018
    Careers Usa
    Winter Park, FL
  • 07/2018 → Present
    Fiduciary First/Lpl/Nfp
    Maintland, FL
  • 07/2018 → 02/2025
    Nfp Retirement
    Aliso Viejo, CA
  • 02/2025 → 10/2025
    Nfp Retirement, Inc.
    Aliso Viejo, CA
  • 10/2025 → Present
    Wealthspire Retirement Advisory
    Aliso Viejo, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-14
S63 Uniform Securities Agent State Law Examination 2001-05-09
  • S65 Uniform Investment Adviser Law Examination
    2025-04-14
  • S63 Uniform Securities Agent State Law Examination
    2001-05-09
Other Names
  • Anne M Smertenko

View on SEC IAPD

More in Kailua-kona, HI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor