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Nathan William Thompson

4Th River Financial Group, Inc.

Wexford, PA

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Current Employers
4Th River Financial Group, Inc.

7500 Brooktree Rd Suite 100, Wexford, PA 15090 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-19
TX RA APPROVED_RES 2013-08-31
OH RA APPROVED 2009-05-04
PA RA APPROVED 2009-03-16
  • FL RA
    APPROVED
    Since 2026-06-19
  • TX RA
    APPROVED_RES
    Since 2013-08-31
  • OH RA
    APPROVED
    Since 2009-05-04
  • PA RA
    APPROVED
    Since 2009-03-16

Branch Locations

7500 Brooktree Rd Suite 100, Wexford, PA 15090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
4Th River Financial Group Mars PA 03/2009 Present
Financial Independence Group Cornelius NC 01/2009 Present
4Th River Financial Group Mars PA 04/2024 Present
4Th River Financial Group, Inc. Mars PA 01/2014 01/2023
  • 03/2009 → Present
    4Th River Financial Group
    Mars, PA
  • 01/2009 → Present
    Financial Independence Group
    Cornelius, NC
  • 04/2024 → Present
    4Th River Financial Group
    Mars, PA
  • 01/2014 → 01/2023
    4Th River Financial Group, Inc.
    Mars, PA
Other Businesses

Nathan Thompson is an Independent Insurance Agent with Financial Independence Group located in Cornelius NC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-13
S63 Uniform Securities Agent State Law Examination 2002-09-26
  • S65 Uniform Investment Adviser Law Examination
    2009-01-13
  • S63 Uniform Securities Agent State Law Examination
    2002-09-26

View on SEC IAPD

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