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Chad Michael Aucoin

Cetera Investment Advisers LLC

Baton Rouge, LA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-07-10
TX RA APPROVED 2026-07-08
  • LA RA
    APPROVED
    Since 2026-07-10
  • TX RA
    APPROVED
    Since 2026-07-08

Branch Locations

8550 United Plaza Blvd Suite 108, Baton Rouge, LA 70809 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Baton Rouge LA 10/2012 09/2016
Edward Jones St. Louis MO 09/2016 Present
Cetera Investment Services Llc St Cloud MN 07/2026 Present
Cetera Investment Advisors Llc Baton Rouge LA 07/2026 Present
  • 10/2012 → 09/2016
    J.P. Morgan Securities Llc
    Baton Rouge, LA
  • 09/2016 → Present
    Edward Jones
    St. Louis, MO
  • 07/2026 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 07/2026 → Present
    Cetera Investment Advisors Llc
    Baton Rouge, LA
Previous Registrations
  • 2016-09-15 → 2026-07-09
    Edward Jones
    Covington, LA
    Baton Rouge, LA
    Napoleonville, LA
    Baton Rouge, LA
  • 2012-10-01 → 2016-09-15
    J.P. Morgan Securities Llc
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
  • 2007-11-14 → 2012-10-01
    Chase Investment Services Corp.
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
  • 2007-11-05 → 2007-11-16
    Capital One Investments, Llc
    Baton Rouge, LA
  • 2006-08-01 → 2007-11-07
    Morgan Keegan & Company, Llc
    New Roads, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
  • 2006-07-27 → 2006-08-03
    Chase Investment Services Corp.
    Baton Rouge, LA
    Baton Rouge, LA
Other Businesses

1. CM AUCOIN WEALTH ADVISORS, DBA FOR CETERA BUSINESS, 100% OWNER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-26
S63 Uniform Securities Agent State Law Examination 2001-06-04
  • S65 Uniform Investment Adviser Law Examination
    2006-07-26
  • S63 Uniform Securities Agent State Law Examination
    2001-06-04

View on SEC IAPD

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