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Douglas Hafemann

J.P. Morgan Securities LLC

Milwaukee, WI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-05-06
TX RA APPROVED 2025-04-18
  • WI RA
    APPROVED
    Since 2025-05-06
  • TX RA
    APPROVED
    Since 2025-04-18

Branch Locations

111 E Wisconsin Ave Floor 22, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2024 03/2025
Northwestern Mutual Investment Services Llc Waukesha WI 12/2023 03/2025
Ritholtz Wealth Management New York NY 05/2023 10/2023
Merrill Lynch Wealth Management Waukesha WI 03/2020 05/2023
Baird Milwaukee WI 03/2012 08/2019
Unemployed Brookfield WI 09/2019 02/2020
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2024 03/2025
Jpmorgan Chase Bank, N.A. Milwaukee WI 04/2025 Present
J.P. Morgan Securities Llc Milwaukee WI 04/2025 Present
Foogmeela Enterprises Llc Waukesha WI 11/2023 03/2025
  • 01/2024 → 03/2025
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2023 → 03/2025
    Northwestern Mutual Investment Services Llc
    Waukesha, WI
  • 05/2023 → 10/2023
    Ritholtz Wealth Management
    New York, NY
  • 03/2020 → 05/2023
    Merrill Lynch Wealth Management
    Waukesha, WI
  • 03/2012 → 08/2019
    Baird
    Milwaukee, WI
  • 09/2019 → 02/2020
    Unemployed
    Brookfield, WI
  • 02/2024 → 03/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 04/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Milwaukee, WI
  • 04/2025 → Present
    J.P. Morgan Securities Llc
    Milwaukee, WI
  • 11/2023 → 03/2025
    Foogmeela Enterprises Llc
    Waukesha, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-23
S63 Uniform Securities Agent State Law Examination 2001-04-18
  • S65 Uniform Investment Adviser Law Examination
    2020-06-23
  • S63 Uniform Securities Agent State Law Examination
    2001-04-18
Other Names
  • Douglas G Hafemann Ii
  • Douglas G Hafemann Ii
  • Douglas G Hafemann
  • Douglas Hafemann
  • Douglas George Hafemann
  • Douglas Hafemann
  • Doug Hafemann

View on SEC IAPD

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ROBERT W. BAIRD & CO. INCORPORATED
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC
BAIRD CAPITAL MANAGEMENT COMPANY, LLC
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC

Other Investors

GREGORY BERNARD GREENHOUSE
GREGORY S PINSKY
SCOTT JOHN HANSON
MICHAEL JOSEPH GLAISNER
ADAM JOSEPH KAPUSTA
PAMELA CAIN-HENRY
LAURA MARIE HEBERT
DANIEL JOSEPH RENOUARD

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC · MILWAUKEE, WI
BAIRD CAPITAL MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC · MILWAUKEE, WI

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