Lawrence Bruce Katz

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-05-02

FL RA
APPROVED

Since 2022-05-02

Branch Locations

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

1675 N Military Trail Ste 500 [D9-Rbo], Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank Na	Boca Raton	FL	05/2009	Present
Wells Fargo Advisors Llc	Boca Raton	FL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Boca Raton	FL	11/2016	Present

05/2009 → Present

Wells Fargo Bank Na

Boca Raton, FL
05/2009 → 11/2016

Wells Fargo Advisors Llc

Boca Raton, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Boca Raton, FL

Other Businesses

RENTAL PROPERTY, INV RELATED, WAYNESVILLE, NC, 100% OWNERSHIP, START 12/1/2021, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING. POWER OF ATTORNEY FOR MOTHER; INV RELATED; MAITLAND,FL; ASSIST MOM; POWER OF ATTORNEY/CO-POWER OF ATTORNEY; START DATE: 03/31/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-04-30
S63	Uniform Securities Agent State Law Examination	2009-01-23

S66 Uniform Combined State Law Examination

2022-04-30
S63 Uniform Securities Agent State Law Examination

2009-01-23