Victoria Kit Chu

Ubs Financial Services Inc.

San Francisco, CA

San Francisco, CA

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2007-04-04

CA RA
APPROVED

Since 2007-04-04

Branch Locations

555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States

400 S. El Camino Real Suite 900, San Mateo, CA 94402 • United States

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	San Francisco	CA	03/2007	Present

03/2007 → Present

Ubs Financial Services Inc.

San Francisco, CA

Previous Registrations

2005-05-18 → 2007-03-20

Wells Fargo Clearing Services, Llc

San Francisco, CA

San Francisco, CA
2004-02-19 → 2005-03-02

Td Ameritrade, Inc.

San Francisco, CA
2002-04-08 → 2003-06-30

Ubs Financial Services Inc.

San Francisco, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-11-10

S66 Uniform Combined State Law Examination

2001-11-10

Other Names

Victoria K Chu

View on SEC IAPD

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DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA

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