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Current Employers
John Hancock Investment Management Llc

200 Berkeley St., Boston, MA 02116-5022 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-11-08
UT RA APPROVED 2018-11-08
  • MA RA
    APPROVED
    Since 2018-11-08
  • UT RA
    APPROVED
    Since 2018-11-08

Branch Locations

Salt Lake City, UT • United States

200 Berkeley St., Boston, MA 02116-5022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock, Llc Boston MA 03/2005 Present
John Hancock Advisors, Llc Boston MA 11/2006 Present
John Hancock Distributors Llc Boston MA 12/2011 Present
John Hancock Advisers, Llc Boston MA 11/2018 Present
  • 03/2005 → Present
    John Hancock, Llc
    Boston, MA
  • 11/2006 → Present
    John Hancock Advisors, Llc
    Boston, MA
  • 12/2011 → Present
    John Hancock Distributors Llc
    Boston, MA
  • 11/2018 → Present
    John Hancock Advisers, Llc
    Boston, MA
Previous Registrations
Other Businesses

NAME OF BUSINESS: JOHN HANCOCK ASSET MANAGEMENT ( JHAM ); BUSINESS IS INVESTMENT RELATED. ADDRESS: 101 HUNTINGTON AVENUE, BOSTON MA, 02199. NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISER THAT IS AN AFFILIATE OF (JHF OR JHD) UNDER COMMON CONTROL. RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE. START DATE: (PROVIDED BY JHAM). APPROXIMATE NUMBER OF HOUR/MONTH INVOLVED IN THIS BUSINESS: 10. APPROXIMATE NUMBER OF HOURS INVOLVED IN THIS BUSINESS DURING SECURITIES TRADING HOURS: 10. DUTIES: MARKETING AND OFFERING, ON A WHOLESALE BASIS, THE SEPARATE MANAGED ACCOUNT STRATEGIES OF JHAM

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-13
S63 Uniform Securities Agent State Law Examination 2001-05-22
  • S65 Uniform Investment Adviser Law Examination
    2006-11-13
  • S63 Uniform Securities Agent State Law Examination
    2001-05-22

View on SEC IAPD

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