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1221 Brickell Avenue Suite 2040, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-10-27 |
Branch Locations
1221 Brickell Avenue Suite 2040, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Miami | FL | 05/2009 | 10/2021 |
| Wells Fargo Clearing Services, Llc | Miami | FL | 11/2016 | 10/2021 |
| Ucap Securities Llc | Miami | FL | 10/2021 | Present |
Alma is a registered representative at UCAP Securities, LLC, a registered broker-dealer. UCAP Securities, LLC is an affiliated entity with UCAP Asset Management LLC. Alma is assistant to an FA Registered Representative. She is also registered with UCAP Asset Management LLC, affiliate IA, she is an assistant to a IAR.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-05 |
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