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Kelly Rae Mayton

Wells Fargo Clearing Services, LLC

Merrillville, IN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-13
IN RA APPROVED 2017-05-24
IL RA APPROVED 2017-01-06
  • TX RA
    APPROVED
    Since 2020-02-13
  • IN RA
    APPROVED
    Since 2017-05-24
  • IL RA
    APPROVED
    Since 2017-01-06

Branch Locations

8585 Broadway Ste 800, Merrillville, IN 46410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Chicago IL 12/2016 Present
Unemployed Chicago IL 07/2016 12/2016
Previous Registrations
  • 2008-01-01 → 2016-07-11
    Wells Fargo Clearing Services, Llc
    Chicago, IL
    Chicago, IL
  • 2004-11-02 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Chicago, IL
    Chicago, IL
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-01
  • S66 Uniform Combined State Law Examination
    2004-11-01
Other Names
  • Kelly Rae Wheeler

View on SEC IAPD

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