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Dianna K Duhon

Morgan Stanley

Lake Charles, LA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-05
LA RA APPROVED 2012-08-03
  • TX RA
    APPROVED_RES
    Since 2020-05-05
  • LA RA
    APPROVED
    Since 2012-08-03

Branch Locations

1450 William Street 3Rd Floor, Lake Charles, LA 70601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Lake Charles LA 08/2012 Present
  • 08/2012 → Present
    Morgan Stanley Smith Barney
    Lake Charles, LA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-29
S63 Uniform Securities Agent State Law Examination 2002-07-15
  • S66 Uniform Combined State Law Examination
    2004-03-29
  • S63 Uniform Securities Agent State Law Examination
    2002-07-15
Other Names
  • Dianna K Duhon

View on SEC IAPD

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