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Daniel Steven Federman

Ep Wealth Advisors

San Mateo, CA

Torrance, CA

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Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-15
OR RA APPROVED 2024-12-15
WA RA APPROVED 2021-02-09
  • CA RA
    APPROVED
    Since 2024-12-15
  • OR RA
    APPROVED
    Since 2024-12-15
  • WA RA
    APPROVED
    Since 2021-02-09

Branch Locations

1900 South Norfolk Street, Suite 350, San Mateo, CA 94403 • United States

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Westbourne Investments Inc. Arlington VA 06/2012 09/2016
Newfocus Financial Group, Llc San Mateo CA 09/2016 01/2021
Ep Wealth Advisors Torrance CA 01/2021 Present
Previous Registrations
  • 2016-09-15 → 2021-02-23
    Newfocus Financial Group, Llc
    San Mateo, CA
  • 2012-06-14 → 2016-09-02
    Westbourne Investments, Inc.
    Alexandria, VA
  • 2010-09-22 → 2012-06-14
    Ariba Asset Management Inc
    Arlington, VA
  • 2006-06-15 → 2008-12-31
    Ariba Glb Asset Management, Inc.
    Arlington, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-14
  • S65 Uniform Investment Adviser Law Examination
    2006-06-14
Designations
Other Names
  • Dan Steven Federman

View on SEC IAPD

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