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Michael A. Gawlik

Francis Financial

Ingleside, IL

New York, NY

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Current Employers
Francis Financial

39 Broadway Suite 1730, New York, NY 10006 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-04-23
  • NY RA
    APPROVED
    Since 2026-04-23

Branch Locations

Ingleside, IL • United States

39 Broadway Suite 1730, New York, NY 10006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gofen And Glossberg, L.L.C. Chicago IL 05/1997 11/2017
Self Employed Libertyville IL 11/2017 Present
Francis Financial Inc. New York NY 01/2026 Present
  • 05/1997 → 11/2017
    Gofen And Glossberg, L.L.C.
    Chicago, IL
  • 11/2017 → Present
    Self Employed
    Libertyville, IL
  • 01/2026 → Present
    Francis Financial Inc.
    New York, NY
Previous Registrations
  • 2000-05-19 → 2017-11-10
    Gofen And Glossberg, L.L.C.
    Chicago, IL
Designations

View on SEC IAPD

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