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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-01-14
FL RA APPROVED 2018-04-30
OH RA APPROVED 2018-04-27
TX RA APPROVED 2018-04-27
  • WI RA
    APPROVED
    Since 2025-01-14
  • FL RA
    APPROVED
    Since 2018-04-30
  • OH RA
    APPROVED
    Since 2018-04-27
  • TX RA
    APPROVED
    Since 2018-04-27

Branch Locations

200 Public Square Ste 1650, Cleveland, OH 44114 • United States

777 E. Wisconsin Avenue, Milwaukee, WI 53202 • UNITED STATES

Findlay, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Findlay OH 05/2009 11/2016
Wells Fargo Clearing Services, Llc Findlay OH 11/2016 04/2018
Robert W Baird & Co., Incorporated Maumee OH 04/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-02
S63 Uniform Securities Agent State Law Examination 2001-04-05
  • S66 Uniform Combined State Law Examination
    2014-08-02
  • S63 Uniform Securities Agent State Law Examination
    2001-04-05
Other Names
  • Jaime Nicole Heldman

View on SEC IAPD

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