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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2020-12-03 |
| IL | RA | APPROVED | 2020-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A | Chicago | IL | 10/2004 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 10/2004 | Present |
My spouse and I have 100% ownership in two rental properties. There is no business entity for these properties (1040, Schedule E filing). The property addresses are: 26295 Randall Rd. Dowagiac, MI 49047 (Property purchased October 2003) 16947 Mohican Dr. Lockport, IL. 60441 (Property purchased November 2006) I devote 4 hours per month to these properties. No time is devoted to these properties during securities trading hours. My duties for these properties include property maintenance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-28 |
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