Hans Peter Ewert

Current Employers

Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-02-17
TX	RA	APPROVED_RES	2026-02-17

CA RA
APPROVED

Since 2026-02-17
TX RA
APPROVED_RES

Since 2026-02-17

Branch Locations

1124 Bristol Street, Costa Mesa, CA 92626 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Alpha Cubed Investments, Llc	Costa Mesa	CA	12/2011	01/2026
The Leaders Group, Inc.	Littleton	CO	04/2012	02/2026
Capfinancial Partners, Llc. (Captrust)	Raleigh	NC	01/2026	Present
Capfinancial Securities, Llc.	Raleigh	NC	01/2026	Present

12/2011 → 01/2026

Alpha Cubed Investments, Llc

Costa Mesa, CA
04/2012 → 02/2026

The Leaders Group, Inc.

Littleton, CO
01/2026 → Present

Capfinancial Partners, Llc. (Captrust)

Raleigh, NC
01/2026 → Present

Capfinancial Securities, Llc.

Raleigh, NC

Previous Registrations

2011-12-08 → 2026-04-30

Alpha Cubed Investments, Llc

Newport Beach, CA

Costa Mesa, CA
2011-08-03 → 2012-11-06

Trw Investments

Los Angeles, CA
2010-03-16 → 2011-08-03

Latitude Advisors, Llc

Laguna Beach, CA

Yorkville, IL
2009-11-16 → 2009-12-31

Medallion Advisory Services, Llc

Aliso Viejo, CA
2007-02-01 → 2009-09-16

Wells Fargo Clearing Services, Llc

Laguna Beach, CA

Foothill Ranch, CA

Rancho Santa Margarita, CA

Irvine, CA

Irvine, CA

Irvine, CA
2002-05-29 → 2006-09-18

Wells Fargo Investments, Llc

Newport Beach, CA

Newport Beach, CA

Other Businesses

Insurance Sales - 1124 Bristol Street, Costa Mesa, CA 92626 - Insurance Agent, client service and residual commissions from historical fixed insurance sales, Not Inv't Rel, 2 hrs/mo; 0 hrs/mo (during trading hours)

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-05-25

S66 Uniform Combined State Law Examination

2002-05-25

Other Names

Hans Peter Ewert

View on SEC IAPD