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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-07-10 |
| RI | RA | APPROVED | 2024-04-16 |
Branch Locations
15 Park Row West Suite 102, Providence, RI 02903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Boston | MA | 03/2009 | 10/2022 |
| Tiaa | Providence | RI | 04/2024 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Providence | RI | 04/2024 | Present |
| Little Dipper Farm | Brooklyn | CT | 11/2022 | 03/2024 |
(1) Name: The Little Dipper Farm Position: Owner Nature: A family owned farm that we purchased in 2021. Seasonal farm events, farm dinners, and a market selling fresh produce. Investment Related: No Hours: 5 Securities Trading Hours: 0 Start Date: 09/21/2021 Address: Home address, Brooklyn CT 06234, United States Description: no role since 4/1/2024 (2) Name: Eastern Regional Tourism District of CT Position: Chair of Marketing Commitee Nature: I am the marketing chair for the district which helps promote tourism in Eastern CT. I receive no compensation. Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 02/01/2023 Address: 27 Coogan BLVD, 3, Mystic CT 06355, United States Description: monthly meeting (3) ECONOMIC DEVELOPMENT COMMISSION TOWN OF BROOKLYN, CT POSITION: commission member NATURE: one meeting per month at 6:30pm to discuss strategies for economic development for the town of brooklyn INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/25/2026 ADDRESS: Home Address, brooklyn CT 06234, United States DESCRIPTION: meetings
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-17 |
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