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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-06
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2013-03-22
CT RA APPROVED 2009-10-23
  • CA RA
    APPROVED
    Since 2022-10-06
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2013-03-22
  • CT RA
    APPROVED
    Since 2009-10-23

Branch Locations

2049 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. New York NY 07/2004 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 10/2009 Present
Previous Registrations
  • 2004-09-10 → 2009-10-23
    Banc Of America Investment Services, Inc.
    New York, NY
    New York, NY
Other Businesses

(1) MCC THEATER, 311 WEST 43RD ST, SUITE 302, NEW YORK, NY 10036 - INVESTMENT RLT'D - NO, HRS DEVOTED TO ACTIVITY - 5, HRS DURING TRADING - 0, DATE ACTIVITY BEGAN 09/10/12, POSITION - ADVISORY BOARD MEMBER; BOARD MEMBER FOR AN OFF-BROADWAY THEATER COMPANY. PRIMARY FUNCTION IS TO HELP WITH FUND RAISING AND ACTING AS AN AMBASSADOR FOR THE COMPANY. (2)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HELLO BABY PRODUCTIONS INVESTMENT RELATED: NO ADDRESS OF BUSINESS: NEW YORK, NEW YORK 10025 NATURE OF BUSINESS: LLC POSITION, TITLE, ASSOCIATION: CONSULTANT START DATE OF RELATIONSHIP: 01/26/2011 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 HOUR(S) MONTHLY DUTIES: INTERIM TITLE OF DIRECTOR OF SALES TO AID IN THE MARKETING EFFORT OF CHILDREN'S MEDIA PRODUCED BY HELLO BABY PRODUCTIONS. I*6418 FOR PROFIT OR NOT FOR PROFIT: NAME OF OUTSIDE BUSINESS ORGANIZATION: KRISTINE LOUIS REYNAL INVESTMENT RELATED: ADDRESS OF BUSINESS: SOUTHAMPTON, NEW YORK 11968 NATURE OF BUSINESS: , POSITION, TITLE, ASSOCIATION: , START DATE OF RELATIONSHIP: 6/10/2018 NUMBER OF HOURS DEVOTED: 1 HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-10-28
  • S66 Uniform Combined State Law Examination
    1999-10-28
Other Names
  • Kristine Ann Louis

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