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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-10-06 |
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2013-03-22 |
| CT | RA | APPROVED | 2009-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | New York | NY | 07/2004 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 10/2009 | Present |
(1) MCC THEATER, 311 WEST 43RD ST, SUITE 302, NEW YORK, NY 10036 - INVESTMENT RLT'D - NO, HRS DEVOTED TO ACTIVITY - 5, HRS DURING TRADING - 0, DATE ACTIVITY BEGAN 09/10/12, POSITION - ADVISORY BOARD MEMBER; BOARD MEMBER FOR AN OFF-BROADWAY THEATER COMPANY. PRIMARY FUNCTION IS TO HELP WITH FUND RAISING AND ACTING AS AN AMBASSADOR FOR THE COMPANY. (2)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HELLO BABY PRODUCTIONS INVESTMENT RELATED: NO ADDRESS OF BUSINESS: NEW YORK, NEW YORK 10025 NATURE OF BUSINESS: LLC POSITION, TITLE, ASSOCIATION: CONSULTANT START DATE OF RELATIONSHIP: 01/26/2011 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 HOUR(S) MONTHLY DUTIES: INTERIM TITLE OF DIRECTOR OF SALES TO AID IN THE MARKETING EFFORT OF CHILDREN'S MEDIA PRODUCED BY HELLO BABY PRODUCTIONS. I*6418 FOR PROFIT OR NOT FOR PROFIT: NAME OF OUTSIDE BUSINESS ORGANIZATION: KRISTINE LOUIS REYNAL INVESTMENT RELATED: ADDRESS OF BUSINESS: SOUTHAMPTON, NEW YORK 11968 NATURE OF BUSINESS: , POSITION, TITLE, ASSOCIATION: , START DATE OF RELATIONSHIP: 6/10/2018 NUMBER OF HOURS DEVOTED: 1 HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-10-28 |
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