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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-03-30
TX RA APPROVED 2026-03-30
  • TN RA
    APPROVED
    Since 2026-03-30
  • TX RA
    APPROVED
    Since 2026-03-30

Branch Locations

1550 West Mcewen Drive Suite 450, Franklin, TN 37067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Worth TX 10/2000 10/2017
Stifel Nicolaus & Co Inc Dallas TX 04/2018 06/2019
Unemployed Tulsa OK 10/2017 04/2018
Wells Fargo Clearing Services, Llc Omaha NE 06/2019 03/2026
Raymond James & Associates, Inc. Nashville TN 03/2026 Present
Previous Registrations
Other Businesses

(1) Name of Business: AMRMCR LLC Address: 673 N 57th St, Omaha, NE, 68132, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 12/31/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a partner in my wife's consulting career. I only have control of the entity if she is disabled or deceased.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-15
  • S66 Uniform Combined State Law Examination
    2001-06-15
Other Names
  • Michael C Rodriguez

View on SEC IAPD

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