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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-06-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | St. Louis | MO | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 5435 DANTONAIRE PLACE; ST LOUIS; MO; 63128; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 6/12/2009; 8; 0; SALES OF FIXED INSURANCE PRODUCTS| 2) NAME OF ENTITY: ST LOUIS COUNTY BOARD OF ELECTION; No; 12 SUNNEN DR; ST LOUIS; MO; 63143; ROVING DEPUTY MONITOR; ROVING DEPUTY; 11/4/2014; 0; 6; DRIVE FROM PULLING PLACE TO POLLING PLACE TO REPORT ANY PROBLEMS TO BOARD OF ELECTION.| 3) NAME OF ENTITY: Matthew J Chellis; No; 5435 DANTONAIRE PL; ST LOUIS; MO; 63128; Law Practice; Owner/Attorney; 1/1/1990; 20; 20; Provide advice and representation.| 4) NAME OF OTHER BUSINESS: ST.LOUIS COUNTY PORT AUTHORITY, INVESTMENT RELATED: NO, ADDRESS: 120 SOUTH CENTRAL AVE., SUITE 200, ST LOUIS, MO 63015 NATURE OF BUSINESS: GOVERNMENT, START DATE: 11/2025, POSITION/TITLE/RELATIONSHIP: ST. LOUIS COUNTY PORT AUTHORITY, APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: FOUR BROAD PURPOSES RELATED TO ECONOMIC AND COMMUNITY DEVELOPMENT;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-02 |
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