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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
Branch Locations
3600 Wilshire Blvd Suite 1914, Los Angeles, CA 90010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hotta & Company | Torrance | CA | 09/1990 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Posi Accountancy, P.C D/B/A Posi | Torrance | CA | 06/1992 | Present |
1. SALE OF FIXED INSURANCE (LIFE, HEALTH, ANNUITIES). 2. NAME OF OTHER BUSINESS: POSI ACCOUNTANCY, P.C D/B/A POSI ; INVESTMENT RELATED: NO ; ADDRESS: 970 W 190TH ST STE: 920, TORRANCE, CA 90502 ; NATURE OF BUSINESS: ACCOUNTING, TAX, BUSINESS ADVISORY ; START DATE: 6/23/1992 ; POSITION/TITLE/RELATIONSHIP: CEO ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MANAGEMENT OF ACCOUNTING FIRM;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-23 |
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