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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-03-16
  • FL RA
    APPROVED
    Since 2020-03-16

Branch Locations

Citi Wealth Management, Sales 3009 Yamato Rd, Boca Raton, FL 33434 • United States

Citi Wealth Management, Sales 201 S. Biscayne Blvd 5Th Fl, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Boca Raton FL 05/2007 Present
Other Businesses

Consumer Directed Care Plus; State Child Care Funding; Not investment-related; Lake Worth, FL; Affiliation started on 11/02/2020; Title: Caretaker; Duties: driving daughter to school each morning prior to starting work; 0 hours devoted each month during securities trading hours; 30 hours devoted each month outside securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-13
S63 Uniform Securities Agent State Law Examination 2000-11-06
  • S66 Uniform Combined State Law Examination
    2020-03-13
  • S63 Uniform Securities Agent State Law Examination
    2000-11-06
Other Names
  • Tony Lee Wong
  • Tony Wong

View on SEC IAPD

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